Disclosures
GenEra Wealth, LLC is registered as an investment adviser in Colorado. Applications to register in New Jersey, California, Maryland, New York, District of Columbia, and Virginia are pending. It does not provide advisory services in those states. The materials on this page are provided to help prospective and current clients understand the nature of our advisory services, our regulatory obligations, and their rights as clients.
Compliance Contact
For regulatory inquiries, document requests, or compliance-related matters, contact our Chief Compliance Officer directly.
Martial Frindéthié, AAMS®, CCPS®
Co-CEO and Chief Compliance Officer
Client Documents
Before entering into any advisory agreement, clients and prospective clients are entitled to receive our Form ADV Part 2A and Form ADV Part 2B. These documents describe our services, fees, conflicts of interest, business practices, and the backgrounds of our advisory personnel.
Form ADV Part 2A: Firm Brochure
Describes GenEra Wealth's services, fees, investment approach, conflicts of interest, and disciplinary history.
Form ADV Part 2B: Brochure Supplement
Describes the background, qualifications, and disciplinary history of each supervised person providing advisory services.
Privacy Policy
Describes how GenEra Wealth collects, uses, shares, and protects your personal and financial information.
Verify Our Registration
You can verify GenEra Wealth’s registration status, disciplinary history, and background at any time through the SEC’s Investment Adviser Public Disclosure database, free of charge. Charles Schwab, our independent custodian, maintains additional account protection information on their website.
Search Adviser InfoImportant Disclosures
GenEra Wealth, LLC is a registered investment adviser offering advisory services in Colorado. Applications to register in New Jersey, California, Maryland, New York, District of Columbia, and Virginia are pending, and it does not provide advisory services in those states. Registration does not imply a certain level of skill or training. Advisory services are offered only to clients or prospective clients with whom GenEra Wealth has entered into an investment advisory agreement.
This website is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security. Nothing on this website should be construed as investment, legal, tax, or accounting advice. The information contained herein should not be used as the basis for any investment decision without independent verification and professional guidance specific to your situation.
All investing involves risk, including the possible loss of principal. Past performance is not indicative of future results. The value of investments may fluctuate, and investors may receive back less than they originally invested. There is no guarantee that any investment strategy will achieve its objectives.
GenEra Wealth, LLC is owned by affiliated holding companies. Ownership and affiliate relationships are described in our Form ADV. Client assets will be held in custody at Charles Schwab & Co., Inc., an independent broker-dealer and member SIPC. Custody at Charles Schwab does not constitute an endorsement or recommendation of GenEra Wealth’s services.
The information contained on this website is in no way intended as a solicitation to sell advisory services to residents of any state other than Colorado, or where otherwise legally permitted.